dimelab dimelab: shrinking the gap between talk and action.

FINRA Topic in The Credit Debacle Catalog

current SEC head Mary Schapiro formerly FINRA head (1).

Thu 2009-05-07 00:00 EDT

naked capitalism: Now It's Official: Securities Industry Regulator Takes Care of Self, Not Investors

non-governmental regulator Financial Industry Regulatory Authority (FINRA) pre-sold auction rate securities shortly before bottom fell out; current SEC head Mary Schapiro formerly FINRA head

Investors; naked capitalism; officials; Securities Industry Regulator Takes Care; Self.