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SOLD | Auction | rate | security
sold auction | auction-rate | ratings securities
sold auction-rate | auction-rate securities

sold auction-rate securities Topic in The Credit Debacle Catalog

Investment Banks Sold Auction Rate Securities (1); pre-sold auction rate securities shortly (1).

Thu 2009-05-07 00:00 EDT

naked capitalism: Now It's Official: Securities Industry Regulator Takes Care of Self, Not Investors

non-governmental regulator Financial Industry Regulatory Authority (FINRA) pre-sold auction rate securities shortly before bottom fell out; current SEC head Mary Schapiro formerly FINRA head

Investors; naked capitalism; officials; Securities Industry Regulator Takes Care; Self.

Wed 2008-07-09 00:00 EDT

naked capitalism: Investment Banks Sold Auction Rate Securities While Warning Issuers

banks touted auction rate securities to retail buyers while warning issuers market faced serious troubles

Investment Banks Sold Auction Rate Securities; naked capitalism; Warning Issuers.

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